All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2019-13
Effective / Approved
Amend the Fee Schedule to modify certain transaction fees.
March 29, 2019
SR-MIAX-2019-18
Withdrawn
This filing was withdrawn and refiled as SR-MIAX-2019-20
March 29, 2019
SR-PEARL-2019-12
Withdrawn
This filing was withdrawn on May 20,2019.
March 27, 2019
SR-MIAX-2019-17
Effective / Approved
Amend the Fee Schedule to modify fees and rebates for QCC and cQCC orders
March 27, 2019
SR-PEARL-2019-11
Effective / Approved
Amend Rule 510, Minimum Price Variations and Trading Increments, to add classes to the Penny Pilot Program on a quarterly basis.
March 22, 2019
SR-MIAX-2019-16
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to add classes to the Penny Pilot Program on a quarterly basis.
March 22, 2019
SR-EMERALD-2019-16
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments
March 22, 2019
SR-PEARL-2019-10
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading
March 21, 2019