All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2019-32
Effective / Approved
Amend Rule 503, Openings on the Exchange, to add additional detail and align the operation of the Rule to MIAX Emerald Rule 503.
July 03, 2019
SR-PEARL-2019-22
Withdrawn
This filing has been withdrawn on August 27, 2019.
June 28, 2019
SR-EMERALD-2019-25
Effective / Approved
Amend the Fee Schedule to provide a higher simple maker rebate in SPY, QQQ and IWM in certain transactions
June 28, 2019
SR-PEARL-2019-21
Withdrawn
This filing was withdrawn and refiled as SR-PEARL-2019-25.
June 26, 2019
SR-MIAX-2019-31
Withdrawn
This filing was withdrawn and refiled as SR-MIAX-2019-38.
June 26, 2019
SR-EMERALD-2019-24
Withdrawn
This filing was withdrawn and refiled as SR-EMERALD-2019-31.
June 26, 2019
SR-MIAX-2019-30
Effective / Approved
Amend Rule 515, Execution of Orders and Quotes, to add additional detail and make clarifying changes to the Rule.
June 18, 2019
SR-MIAX-2019-29
Effective / Approved
Amend the Fee Schedule to adopt a Market Turner Incentive Program for Market Makers.
May 31, 2019