All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2019-35
Withdrawn
This filing was withdrawn on December 20, 2019 and replaced with SR-EMERALD-2019-39.
October 22, 2019
SR-PEARL-2019-32
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors and Rule 530, Limit Up-Limit Down to make permanent certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility
October 16, 2019
SR-MIAX-2019-44
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, and Rule 530, Limit Up-Limit Down, to make permanent certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatiility.
October 16, 2019
SR-EMERALD-2019-34
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, and Rule 530, Limit Up-Limit Down, to make permanent certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility
October 16, 2019
SR-PEARL-2019-31
Effective / Approved
Amend the Fee Schedule to remove the application of, and definitions for, non-transaction fee waivers and waiver periods.
October 01, 2019
SR-PEARL-2019-30
Withdrawn
This filing was withdrawn on October 15, 2019.
October 01, 2019
SR-PEARL-2019-28
Effective / Approved
Amend Rule 519, MIAX PEARL Order Monitor, to clarify the rule text.
October 01, 2019
SR-MIAX-2019-43
Effective / Approved
Amend the Fee Schedule to extend the waiver of certain non-transaction fees for Market Makers in Proprietary Products until December 31, 2019.
October 01, 2019