All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2024-29
Effective / Approved
Amend the Fee Schedule to establish a fee for the Exchange's testing systems environment.
July 01, 2024
SR-PEARL-2024-29
Effective / Approved
Amend the Pearl Options Fee Schedule to amend the exchange grouping of options exchanges within the routing fee table.
June 28, 2024
SR-PEARL-2024-28
Effective / Approved
Amend the Pearl Equities Fee Schedule to amend the Step-Up Rebate in the NBBO Program.
June 28, 2024
SR-PEARL-2024-27
Pending
Amend Rule 3103, Continuing Education, to reopen the period by which eligible Members who participate in the Maintaining Qualification Program will be able to complete their prescribed 2022 and 2023 continuing education content.
June 28, 2024
SR-MIAX-2024-28
Effective / Approved
Amend the Fee Schedule to amend the exchange grouping of options exchanges withing the routing fee table.
June 28, 2024
SR-MIAX-2024-27
Pending
Amend Rule 1903, Continuing Education, to reopen the period by which eligible Members who participate in the Maintaining Qualification Program will be able to complete their prescribed 2022 and 2023 continuing education content.
June 28, 2024
SR-MIAX-2024-26
Effective / Approved
Amend the Fee Schedule to extend until September 30, 2024 the: (i) waiver period for certain non-transaction fees applicable to Market Makers that trade solely in Proprietary Products; and (ii) SPIKES Options Market Maker Incentive Program.
June 28, 2024
SR-EMERALD-2024-17
Effective / Approved
Amend the Fee Schedule to amend the exchange grouping of options exchanges within the routing fee table.
June 28, 2024