All Options Exchanges Disciplinary Actions
MIAX Pearl DA-2020067485611
Notice of Letter of Consent No. 2020067485611 BofA Securities, Inc.
June 27, 2024
MIAX Options DA-2020067485613
Notice of Letter of Consent No. 2020067485613 BofA Securities, Inc.
June 27, 2024
MIAX Emerald DA-2020067485612
Notice of Letter of Consent No. 2020067485612 BofA Securities, Inc.
June 27, 2024
MIAX Options DA-2017056214406
Notice of Letter of Consent No. 2017056214406 Jefferies LLC
February 26, 2024
MIAX Pearl DA-2021069322008
Notice of Letter of Consent No. 2021069322008 Electronic Transaction Clearing, Inc
November 06, 2023
MIAX Pearl DA-2021070475701
Notice of Letter of Consent No. 2021070475701 Apex Clearing Corporation
April 20, 2023
MIAX Pearl DA-2021069249708
Notice of Letter of Consent No. 2021069249708 Susquehanna Securities, LLC
April 20, 2023
MIAX Options DA 2021069249706
Notice of Letter of Consent No. 2021069249706 Susquehanna Securities, LLC
April 20, 2023