All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2019-14
Effective / Approved
Amend Rule 518, Complex Orders, to adopt a Complex Liquidity Exposure Process ("cLEP")
March 06, 2019
SR-EMERALD-2019-13
Effective / Approved
Amend Rule 518, Complex Orders, to adopt rules pertaining to stock-option orders
March 06, 2019
SR-EMERALD-2019-12
Effective / Approved
Amend Rule 515A, MIAX Emerald Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
March 06, 2019
SR-PEARL-2019-08
Withdrawn
This filing was withdrawn and refiled as SR-PEARL-2019-17.
March 01, 2019
SR-MIAX-2019-10
Withdrawn
This filing was withdrawn and refiled as SR-MIAX-2019-23
March 01, 2019
SR-EMERALD-2019-11
Withdrawn
This filing was withdrawn and refiled as SR-EMERALD-2019-20.
March 01, 2019
SR-EMERALD-2019-10
Withdrawn
This filing was withdrawn and refiled as SR-EMERALD-2019-15.
March 01, 2019
SR-PEARL-2019-07
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
February 28, 2019