MIAX Pearl® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2024-65
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to establish fees for Industry Members related to reasonably budgeted CAT costs of the National Market System Plan governing the Consolidated Audit Trail for 2025.
December 27, 2024
SR-PEARL-2024-64
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to establish fees for Industry Members related to reeasonably budgeted CAT costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025.
December 27, 2024
SR-PEARL-2024-63
Pending
Amend the MIAX Pearl Fee Schedule to make clean up changes
December 23, 2024
SR-Pearl-2024-62
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to adopt new categories of fees for the Exchange's proprietary market data feeds.
December 20, 2024
SR-PEARL-2024-61
Withdrawn
This filing was withdrawn on December 27, 2024 and replaced with SR-PEARL-2024-65.
December 20, 2024
SR-PEARL-2024-60
Withdrawn
This filing was withdrawn on December 27, 2024 and replaced with SR-PEARL-2024-64.
December 20, 2024
SR-PEARL-2024-59
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to establish a Fee Discount Program for the Open-Close Report.
December 19, 2024
SR-PEARL-2024-58
Effective / Approved
Make certain clarifying changes related to a new Time-In-Force instruction on MIAX Pearl Equities.
December 10, 2024