MIAX Pearl® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2024-52
Pending
Amend Pearl Options Exchange Rule 402, Criteria for Underlying Securities, to Allow the Exchange to List and Trade Options on the iShares Bitcoin Trust.
November 18, 2024
SR-PEARL-2024-51
Effective / Approved
Amend MIAX Pearl Equities Rule 2300, Supervision, with certain changes by FINRA to its Rule 3110 to permit eligible Members to participate in FINRA’s remote inspections program and to adopt FINRA’s Residential Supervisory Location classification.
November 01, 2024
SR-PEARL-2024-50
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to amend the rebates for executions of orders in securities priced at or above $1.00 per share for Added Displayed Volume.
October 31, 2024
Sr-PEARL-2024-49
Effective / Approved
Amend the Pearl Options Fee Schedule to 1) amend certian maker rebates for the priority customer origin, and 2) amend the Market-Maker origin for the step-up maker rebate.
October 31, 2024
SR-PEARL-2024-48
Effective / Approved
Amend MIAX Pearl Equities Rule 2618, Risk Settings and Trading Risk Metrics, to allow Equity Members to cancel a subset of orders over an order entry port. This proposal will become operative and announced via a Trading Alert.
October 08, 2024
SR-PEARL-2024-47
Effective / Approved
Adopt Both an Early and Late Trading Session on its Equity Trading Platform. This proposal will become operative and announced via a Trading Alert.
October 03, 2024
SR-PEARL-2024-46
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to reduce the fee for liquidity removing transactions in securities priced below $1.00.
September 30, 2024
SR-PEARL-2024-45
Effective / Approved
Amend MIAX Pearl Options Rule 404, Series of Options Contracts Open for Trading, to amend the Short Term Option Series Program.
September 16, 2024