All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2019-19
Effective / Approved
Amend Exchange Rules 515A, 516 and 517 to allow Post-Only Orders and Post-Only Quotes to participate in PRIME Auctions.
April 29, 2019
SR-PEARL-2019-16
Effective / Approved
Proposal to make a number of technical, non-substantive changes to various exchange rules.
April 24, 2019
SR-MIAX-2019-21
Effective / Approved
Proposal to make technical, non-substantive changes to various exchange rules.
April 24, 2019
SR-EMERALD-2019-18
Effective / Approved
Amend Rule 100, Definitions, to make a minor non-substantive edit.
April 17, 2019
SR-MIAX-2019-20
Effective / Approved
Amend the Fee Schedule to modify SPIKES transaction fees
April 11, 2019
SR-PEARL-2019-14
Effective / Approved
Amend Rule 530, Limit Up-Limit Down, and Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to extend the pilot to the close of business on October 18, 2019, for certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility.
April 05, 2019
SR-MIAX-2019-19
Effective / Approved
Amend Rule 530, Limit Up-Limit Down, and Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to extend the pilot to the close of business on October 18, 2019, for certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility
April 05, 2019
SR-EMERALD-2019-17
Effective / Approved
Amend Rule 530, Limit Up-Limit Down, and Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to extend the pilot to the close of business on October 18, 2019, for certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility
April 05, 2019