All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2019-15
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, regarding the time period for the listing of new series.
March 21, 2019
SR-EMERALD-2019-15
Effective / Approved
Adopt the Fee Schedule.
March 15, 2019
SR-PEARL-2019-04
Effective / Approved
Amend Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
March 11, 2019
SR-MIAX-2019-05
Effective / Approved
Amend Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
March 11, 2019
SR-EMERALD-2019-04
Effective / Approved
Amend Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
March 11, 2019
SR-PEARL-2019-09
Effective / Approved
Amend the Fee Schedule to modify the Routing fees.
March 08, 2019
SR-MIAX-2019-13
Effective / Approved
Amend the Fee Schedule to modify the Routing Fees.
March 08, 2019
SR-MIAX-2019-12
Effective / Approved
Amend Rule 503, Openings on the Exchange, relating to bona fide Market Maker activity during the SPIKES Special Settlement Auction.
March 07, 2019