All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2019-28
Effective / Approved
Amend the Fee Schedule to waive certain non-transaction fees for Market Makers in Proprietary Products.
May 31, 2019
SR-PEARL-2019-20
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot program through December 31, 2019.
May 30, 2019
SR-MIAX-2019-27
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program through December 31, 2019.
May 30, 2019
SR-EMERALD-2019-23
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments to extend the Penny Pilot Program through December 31, 2019
May 30, 2019
SR-MIAX-2019-26
Effective / Approved
Amend Rule 519, MIAX Order Monitor, to harmonize functionality to MIAX Emerald.
May 24, 2019
SR-MIAX-2019-25
Effective / Approved
Amend Rule 503, Openings on the Exchange, Rule 1801, Definitions, and Rule 1802, Designation of an Index, to adopt definitions for strategy orders, non-strategy orders, and constituent options.
May 20, 2019
SR-PEARL-2019-19
Effective / Approved
Amend Rule 515, Execution of Orders, to remove language pertaining to the timestamping of orders being re-booked and re-displayed at a more aggresive Book price
May 16, 2019
SR-EMERALD-2019-22
Effective / Approved
Amend Rule 503, Openings on the Exchange, to adopt new rule text relating to the price at which an Intermarket Sweep Order ("ISO") is routed in order to align the rule text to the current System behavior
May 13, 2019