All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2021-01
Effective / Approved
Amend the Fee Schedule to establish one time Membership Application Fees, Application and Programming Interface ("API") Testing and Certification Fees, and Network Connectivity Testing and Certification Fees.
January 21, 2021
SR-PEARL-2021-01
Effective / Approved
Amend the Fee Schedule to modify the Exchange's Connectivity Fees.
January 13, 2021
SR-MIAX-2021-02
Effective / Approved
Amend the Fee Schedule to modify the Exchange's Connectivity Fees.
January 13, 2021
SR-MIAX-2021-01
Effective / Approved
Amend Rule 1308, Supervision of Accounts, to extend the time for Members to complete their annual branch office inspections due to COVID.
January 08, 2021
SR-PEARL-2020-39
Withdrawn
This filing has been withdrawn and replaced with SR-PEARL-2021-01 on January 13, 2021.
December 31, 2020
SR-PEARL-2020-38
Effective / Approved
Amend the Fee Schedule to modify certain transaction fees.
December 31, 2020
SR-PEARL-2020-37
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to increase the rebate for displayed orders that add liquidity in Tape B securities priced at or above $1.00 to $0.0035 per share and to decrease the fee for orders that remove liquidity in Tape B Securities priced at or above $1.00 to $0.0027 per share.
December 31, 2020
SR-MIAX-2020-43
Withdrawn
This filing has been withdrawn and replaced with SR-MIAX-2021-02 on January 13, 2021.
December 31, 2020