All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2021-06
Effective / Approved
Amend the Fee Schedule to extend the waiver period for certain non-transaction fees applicable to Market Makers that trade onlly in Proprietary Products until December 31, 2021.
March 26, 2021
SR-PEARL-2021-10
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule, Section 1, to add Liquidity Indicator Codes, and adopt Section 4, Additional Fees, concerning the Exchange's obligations under Section 31 of the Exchange Act.
March 25, 2021
SR-EMERALD-2021-11
Effective / Approved
Amend the Fee Schedule to establish port fees, modify certain connectivity fees, and increase the number of additional limited service ports.
March 24, 2021
SR-PEARL-2021-09
Effective / Approved
Amend Rule 2614, Orders and Order Instructions, to adopt the Reserve Quantity instruction.
March 22, 2021
SR-EMERALD-2021-10
Effective / Approved
Amend the Fee Schedule to adopt new Section 1) c) Excessive Quoting Fee.
March 12, 2021
SR-EMERALD-2021-09
Effective / Approved
Adopt Rule 531, Reports, to provide for the new Liquidity Taker Event Report.
March 05, 2021
Rule Certification Submission Pursuant to Regulation 40.6(a); Updates to MGEX Rules
March 04, 2021
SR-PEARL-2021-07
Effective / Approved
Amend Rule 2614, Orders and Order Instructions, to adopt the Minimum Execution Quantity ("MEQ") instruction.
March 01, 2021