All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2021-33
Withdrawn
This filing was withdrawn on November 1, 2021.
October 07, 2021
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendment to MGEX Rules
October 07, 2021
SR-PEARL-2021-47
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, Policy. 02. to permit Monday and Wednesday expirations for options listed pursuant to the Short Term Option Series Program (“Program”) on the iShares Russell 2000 ETF (“IWM”).
October 01, 2021
SR-MIAX-2021-47
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, Policy .02 to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Options Series Program (“Program”) on the iShares Russell 2000 ETF (“IWM”).
October 01, 2021
SR-PEARL-2021-46
Withdrawn
This filing has been withdrawn on October 12, 2021 and replaced with SR-PEARL-2021-50.
September 30, 2021
SR-PEARL-2021-44
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to adjust the Priority Customer Rebate in Section 1) a).
September 30, 2021
SR-MIAX-2021-45
Withdrawn
This filing was withdrawn on October 12, 2021 and replaced with SR-MIAX-2021-49.
September 30, 2021
SR-MIAX-2021-44
Withdrawn
This filing has been withdrawn on October 14, 2021 and replaced with SR-MIAX-2021-50.
September 30, 2021