All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2021-25
Effective / Approved
Amend the Fee Schedule to adopt fees for the Liquidity Taker Event Report.
June 07, 2021
SR-PEARL-2021-26
Effective / Approved
Amend the Fee Schedule to adopt fees for the Open-Close Report.
May 28, 2021
SR-MIAX-2021-24
Withdrawn
This filing has been withdrawn on June 9, 2021 and replaced with SR-MIAX-2021-26.
May 28, 2021
SR-MIAX-2021-23
Effective / Approved
Amend the Fee Schedule to adopt fees for the Open-Close Report.
May 28, 2021
SR-EMERALD-2021-20
Effective / Approved
Amend the Fee Schedule to adopt fees for the Open-Close Report.
May 28, 2021
SR-MIAX-2021-22
Effective / Approved
Delay the implementation date of an amendment to Rule 518, Complex Orders, to permit legging through the Simple Market (SR-MIAX-2019-45, SR-MIAX-2020-36) to the 2nd quarter of 2022.
May 21, 2021
SR-PEARL-2021-25
Effective / Approved
Amend Rule 531, Reports and Market Data Products, to adopt the Liquidity Taker Event Report.
May 19, 2021
SR-MIAX-2021-21
Effective / Approved
Amend Rule 531, Reports and Market Data Products, to adopt the Liquidity Taker Event Report.
May 19, 2021