All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2020-36
Effective / Approved
Extend the implementation date of an amendment to Rule 518, Complex Orders, to Permit Legging Through the Simple Market (SR-MIAX-2019-45) to the 2nd Quarter of 2021.
November 20, 2020
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Rules
November 19, 2020
SR-PEARL-2020-26
Effective / Approved
Amend Rule 2618, Risk Settings and Trading Risk Monitors, to adopt the "Net Notional Trade Value" risk setting.
November 13, 2020
SR-PEARL-2020-25
Withdrawn
This filing was withdrawn on December 21, 2020 and replaced with SR-PEARL-2020-35.
November 05, 2020
SR-PEARL-2020-24
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to increase the rebate for displayed orders that add liquiidity in securities priced at or above $1.00.
October 30, 2020
SR-PEARL-2020-23
Effective / Approved
A proposal to amend the Exchange's Certificate of Formation, LLC Agreement, and the By-Laws to make nonsubstantive, administrative and clarifying changes.
October 28, 2020
SR-MIAX-2020-35
Effective / Approved
A proposal to amend the Exchange's Certificate of Formation, LLC Agreement, and the By-Laws to make nonsubstantive, administrative and clarifying changes.
October 28, 2020
SR-EMERALD-2020-14
Effective / Approved
A proposal to amend the Exchange's Certificate of Formation, LLC Agreement, and the By-Laws to make nonsubstantive, administrative and clarifying changes.
October 28, 2020