All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2021-15
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to lower the fee to remove liquidity in securities priced at or above $1.00 to $0.0025 per share for all Tapes.
March 31, 2021
SR-PEARL-2021-14
Withdrawn
This filing was withdrawn on April 8, 2021 and replaced with SR-PEARL-2021-16.
March 31, 2021
SR-PEARL-2021-08
Effective / Approved
Amend the Rulebook and Fee Schedules to reflect a rebranding of the Exchange to rebrand references to the fully-capitalized words "MIAX PEARL" to now be "MIAX Pearl".
March 30, 2021
SR-MIAX-2021-09
Effective / Approved
Amend Rule 1801, Definitions and Rule 1809, Terms of Index Options Contracts, to update the names of the AF CRE Indexes and the reporting authority service provider.
March 30, 2021
Request for Approval Submission Pursuant to CFTC Regulations 40.4(a) and 40.5(a); Update to MGEX Rules
March 29, 2021
SR-PEARL-2021-13
Effective / Approved
Amend Rule 404A, Select Provisions of Options Listing Procedure Plans, to update a Uniform Resource Locator "URL" within the rule.
March 26, 2021
SR-MIAX-2021-08
Effective / Approved
Amend Rule 404A, Select Provisions of Options Listing Procedure Plans, to update a Uniform Resource Locator "URL" within the rule.
March 26, 2021
SR-MIAX-2021-07
Effective / Approved
Amend the Fee Schedule to extend the cap waiver of 1,000 contracts per leg for cPRIME Agency Order Rebates for all tiers under the Priority Customer Rebate Program ("PCRP") until June 30, 2021.
March 26, 2021