All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2021-52
Effective / Approved
Proposal to make a minor adjustment to the calculation methodology for the BRIXX Commercial Real Estate Indexes.
October 18, 2021
SR-MIAX-2021-51
Effective / Approved
Amend the Fee Schedule to establish a policy relating to billing errors.
October 14, 2021
SR-MIAX-2021-50
Withdrawn
This filing was withdrawn on December 10, 2021 and replaced with SR-MIAX-2021-62.
October 14, 2021
SR-EMERALD-2021-34
Withdrawn
This filing was withdrawn on December 10, 2021 and replaced with SR-EMERALD-2021-44.
October 14, 2021
SR-PEARL-2021-50
Effective / Approved
Amend Rule 2622, Limit Up-Limit Down Plan and Trading Halts, to extend the Pilot related to the Market-wide Circuit Breaker until March 18, 2022.
October 12, 2021
SR-MIAX-2021-49
Effective / Approved
Amend the Fee Scherdule to adopt a SPIKES Options Market Maker Incentive Program.
October 12, 2021
SR-PEARL-2021-48
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to adjust the Options Regulatory Fee ("ORF").
October 07, 2021
SR-MIAX-2021-48
Effective / Approved
Amend the Fee Schedule to adjust the Options Regulatory Fee ("ORF").
October 07, 2021