All Options Exchanges Rule Filings

As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Emerald
SR-EMERALD-2021-29

Withdrawn

This filing was withdrawn on December 1, 2021 and replaced with SR-EMERALD-2021-42.

September 24, 2021

MIAX Futures
Rule Certification Submission Pursuant to Regulation 40.6(a); Updates to MGEX Rules

September 14, 2021

MIAX Pearl
SR-PEARL-2021-42

Effective / Approved

Amend the MIAX Pearl Equities Fee Schedule to amend certain connectivity fees to the disaster recovery facility.

September 10, 2021

MIAX Pearl
SR-PEARL-2021-41

Effective / Approved

Amend the MIAX Pearl Options Fee Schedule to provide historical Open-Close Report data for free.

September 03, 2021

MIAX Pearl
SR-PEARL-2021-40

Withdrawn

This filing has been withdrawn on September 3, 2021 and replaced with SR-PEARL-2021-41.

September 02, 2021

MIAX Options
SR-MIAX-2021-39

Effective / Approved

Amend the Fee Schedule to provide historical Open-Close Report data for free.

September 02, 2021

MIAX Emerald
SR-EMERALD-2021-28

Effective / Approved

Amend the Fee Schedule to provide historical Open-Close Report data for free.

September 02, 2021

MIAX Pearl
SR-PEARL-2021-39

Withdrawn

This filing has been withdrawn on September 10, 2021 and replaced with SR-PEARL-2021-42.

September 01, 2021