All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2021-06
Effective / Approved
Amend the Fee Schedule to adjust certain Taker fees.
March 01, 2021
SR-MIAX-2021-03
Effective / Approved
Amend Rule 200, Trading Permits, requiring membership in another national securities exchange or association.
March 01, 2021
SR-EMERALD-2021-08
Effective / Approved
Amend Rule 200, Trading Permits, requiring membership in another national securities exchange or association.
March 01, 2021
SR-PEARL-2021-05
Effective / Approved
Amend Rule 519C, Mass Cancellation of Trading Interest, to adopt a new risk protection feature.
February 25, 2021
SR-PEARL-2021-04
Effective / Approved
Amend Exchange Rules 2300, Supervision, and 2301, Supervisory Control System, to incorporate the provisions of Financial Industry Regulatory Authority Rules 3110 and 3120 regarding supervision and supervisory controls.
February 25, 2021
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendment to MGEX Rules
February 25, 2021
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Rules
February 25, 2021
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Bylaws
February 25, 2021