All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2020-36
Effective / Approved
Amend Exchange Rule 3100, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
SR-MIAX-2020-42
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
SR-EMERALD-2020-21
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
SR-PEARL-2020-35
Effective / Approved
Amend the Fee Schedule to increase the number of additional Limited Service MIAX Express Order Interface ("MEO") Ports available to Members.
December 21, 2020
SR-MIAX-2020-41
Effective / Approved
Amend the Fee Schedule to increase the number of Additional Limited Service MIAX Express Interface ("MEI") Ports available to Market Makers.
December 21, 2020
SR-MIAX-2020-40
Effective / Approved
Amend the Fee Schedule to extend the cap waiver of 1,000 contracts per leg for cPRIME Agency Order Rebates for all tiers under the Priority Customer Rebate Program ("PCRP") until March 31, 2021.
December 21, 2020
SR-MIAX-2020-39
Effective / Approved
Amend the Fee Schedule to extend the waiver period for certain non-transaction fees applicable to Market Makers that trade only in proprietary products until March 31, 2021.
December 21, 2020
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Updates to MGEX Rules
December 18, 2020