All Options Exchanges Rule Filings

As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Options
SR-MIAX-2021-17

Withdrawn

This filing has been withdrawn on May 10, 2021 and replaced with SR-MIAX-2021-19.

May 03, 2021

MIAX Pearl
SR-PEARL-2021-21

Effective / Approved

Amend Rule 404, Series of Option Contracts Open for Trading, to permit Monday and Wednesday expirations for options listed pursuant to the Short Term Options Series Program on QQQ.

April 22, 2021

MIAX Pearl
SR-PEARL-2021-20

Withdrawn

This filing has been withdrawn on May 3, 2021 and replaced with SR-PEARL-2021-22.

April 22, 2021

MIAX Pearl
SR-PEARL-2021-19

Effective / Approved

Amend Rule 404, Series of Option Contracts Open for Trading, to limit the intervals between strikes within the Short Term Options Series Program. 

April 22, 2021

MIAX Options
SR-MIAX-2021-16

Effective / Approved

Amend Rule 404, Series of Option Contracts Open for Trading, to permit Monday and Wednesday expirations for options listed pursuant to the Short Term Options Series Program on QQQ.

April 22, 2021

MIAX Options
SR-MIAX-2021-15

Withdrawn

This filing has been withdrawn on May 3, 2021 and replaced with SR-MIAX-2021-17.

April 22, 2021

MIAX Options
SR-MIAX-2021-14

Effective / Approved

Amend the Exchange’s Rulebook and Fee Schedule to reflect a rebranding of the Exchange’s affiliate, MIAX Pearl.

April 22, 2021

MIAX Emerald
SR-EMERALD-2021-17

Effective / Approved

Amend the Exchange’s Rulebook and Fee Schedule to reflect a rebranding of the Exchange’s affiliate, MIAX Pearl.

April 22, 2021