All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2022-22
Effective / Approved
Amend Rule 519, Risk Protection Monitor, to allow Members to determine Threshold setting.
May 13, 2022
SR-PEARL-2022-21
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to adopt Market Quality Tiers.
May 12, 2022
SR-MIAX-2022-21
Effective / Approved
Delay implementation of an Amendment to Rule 518, Complex Orders, to allow a component of a complex order that legs into the Simple Order Book to execute at a price outside of the NBBO.
May 11, 2022
SR-EMERALD-2022-20
Withdrawn
This filing was withdrawn on May 18, 2022 and replaced with SR-EMERALD-2022-21.
May 10, 2022
SR-PEARL-2022-19
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend certain Taker fees for Market Makers.
May 09, 2022
SR-EMERALD-2022-16
Effective / Approved
Amend the Fee Schedule to adopt fees for a new service known as the High Precision Network Time Signal Service.
May 05, 2022
SR-PEARL-2022-18
Withdrawn
This filing has been withdrawn on October 19, 2022.
May 02, 2022
SR-MIAX-2022-20
Withdrawn
This filing has been withdrawn on October 19, 2022.
May 02, 2022