All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2022-13
Effective / Approved
Amend Rule 518, Complex Orders, to change the value used in the calculation that determines whether a complex order is eligible to initiate a Complex Auction.
April 01, 2022
SR-EMERALD-2022-15
Withdrawn
Amend the Fee Schedule to amend certain port fees.
April 01, 2022
SR-EMERALD-2022-14
Withdrawn
Amend the Fee Schedule to establish fees for the cTOM data feed.
April 01, 2022
SR-EMERALD-2022-13
Withdrawn
Amend the Fee Schedule to amend certain connectivity fees.
April 01, 2022
SR-PEARL-2022-10
Effective / Approved
Amend the Pearl Equities Fee Schedule.
March 31, 2022
SR-PEARL-2022-09
Withdrawn
Amend the MIAX Pearl Options Fee Schedule to amend the fees for Trading Permits and remove certain credits. This filing was withdrawn on May 17, 2022 and replaced with SR-PEARL-2022-23.
March 30, 2022
SR-EMERALD-2022-12
Withdrawn
This filing has been withdrawn on May 5, 2022 and replaced with SR-EMERALD-2022-16.
March 30, 2022
SR-MIAX-2022-12
Effective / Approved
Amend the Fee Schedule to extend the SPIKES Options Market Maker Incentive Program until June 30, 2022.
March 23, 2022