All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2022-29
Effective / Approved
Amend the Fee Schedule to amend the list of MIAX Select Symbols.
September 08, 2022
SR-MIAX-2022-28
Withdrawn
This filing was withdrawn on September 20, 2022 and replaced with SR-MIAX-2022-31.
September 07, 2022
SR-EMERALD-2022-26
Withdrawn
This filing was withdrawn on September 13, 2022 and replaced with SR-EMERALD-2022-29.
September 01, 2022
SR-PEARL-2022-38
Withdrawn
This filing has bee withdrawn on September 14, 2022 and replaced with SR-PEARL-2022-40.
August 31, 2022
SR-PEARL-2022-37
Withdrawn
This filing has been withdrawn on September 12, 2022 and replaced with SR-PEARL-2022-39.
August 31, 2022
SR-PEARL-2022-36
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to (1) increase the rebate for executions of all orders in securities priced below $1.00 per share that add displayed and non-displayed liquidity to the Exchange; and (2) increase the fee for executions of all orders in securities priced below $1.00 per share that remove liquidity from the Exchange.
August 31, 2022
SR-PEARL-2022-35
Withdrawn
This filing has been withdrawn on October 25, 2022 and replaced with SR-PEARL-2022-44 and SR-PEARL-2022-45.
August 31, 2022
SR-PEARL-2022-34
Effective / Approved
Amend Exchange Rule 2614, Orders and Order Instructions, to adopt the Primary Peg Order Type.
August 26, 2022