All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-08
Effective / Approved
Amend Rule 2622, Limit Up-Limit Down Plan and Trading Halts, to extend the market-wide circuit breaker mechanism to the close of business on April 18, 2022.
March 17, 2022
Sr-EMERALD-2022-11
Effective / Approved
Amend Rule 531, Reports, Market Data Products and Services, to make a non-substantive change to update the subparagraph lettering.
March 11, 2022
SR-PEARL-2022-07
Withdrawn
This filing was withdrawn on March 17, 2022 and replaced with SR-PEARL-2022-08.
March 09, 2022
SR-EMERALD-2022-10
Effective / Approved
Amend the Fee Schedule to amend certain Simple Maker rebates.
February 28, 2022
SR-MIAX-2022-11
Effective / Approved
Amend the Fee Schedule to adopt fees for the Liquidity Taker Event Report-Complex Orders.
February 25, 2022
SR-EMERALD-2022-08
Effective / Approved
Amend the Fee Schedule to adopt fees for the Liquidity Taker Event Report-Complex Orders.
February 25, 2022
SR-EMERALD-2022-09
Effective / Approved
Amend the Fee Schedule to increase the limit for inbound quotes for the Excessive Quoting Fee.
February 24, 2022
SR-PEARL-2022-06
Effective / Approved
Amend Rule 2617(b), Routing to Away Trading Centers, to (i) adopt two new routing options called Route to Primary Auction and Price Improvement; and (ii) make related changes and clarifications to Exchange Rules 2614(a)(2)(B) and 2617 (b)(2).
February 15, 2022