All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2022-22
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, Exchange Rule 1903, Continuing Education Requirements, and Exchange Rule 1904, Electronic Filing requirements for Uniform Forms, regarding Continuing Education Requirements.
June 28, 2022
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Rules
June 24, 2022
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Bylaws and Rules
June 24, 2022
SR-PEARL-2022-24
Withdrawn
This filing was withdrawn on July 7, 2022 and replaced with SR-PEARL-2022-27.
June 23, 2022
SR-MIAX-2022-23
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, Exchange Rule 1903, Continuing Education Requirements, and Exchange Rule 1904, Electronic Filing Requirements for Uniform Forms, regarding Continuing Education Requirements.
June 10, 2022
SR-EMERALD-2022-21
Effective / Approved
Amend the Fee Schedule to amend certain Simple Maker rebates for Priority Customer orders in Penny Classes.
May 18, 2022
SR-PEARL-2022-23
Withdrawn
This filing has been withdrawn on July 12, 2022 and replaced with SR-PEARL-2022-28.
May 17, 2022
SR-PEARL-2022-22
Effective / Approved
Amend Rule 519, MIAX Pearl Order Monitor ("MOM"), to allow EEMs to determine Threshold setting.
May 13, 2022