All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-33
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to adopt a new Step-Up Added Liquidity Rebate.
August 18, 2022
SR-PEARL-2022-32
Withdrawn
This filing has been withdrawn on August 18, 2022 and replaced with SR-PEARL-2022-33.
August 09, 2022
SR-PEARL-2022-31
Withdrawn
This filing has been withdrawn on August 9, 2022 and repaced with SR-Pearl-2022-32.
July 29, 2022
SR-MIAX-2022-27
Effective / Approved
Amend the Fee Schedule to amend certain rebates and fees for transactions in SPIKES Options.
July 28, 2022
SR-PEARL-2022-30
Withdrawn
This filing was withdrawn on August 31, 2022.
July 26, 2022
SR-EMERALD-2022-24
Effective / Approved
Proposal to make a number of minor, non-substantive edits to Exchange Rule 515, Execution of Orders and Quotes.
July 18, 2022
SR-MIAX-2022-26
Effective / Approved
Amend Exchange Rule 404, Series of Option Contracts Open for Trading.
July 13, 2022
SR-EMERALD-2022-25
Effective / Approved
Amend Exchange Rule 518 and 515A to Adopt Functionality Available on MIAX Options.
July 13, 2022