All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-29
Effective / Approved
Amend the PAC routing option under Exchange Rule 2617(b)(5)(B) that is available to orders in equity securities traded on MIAX Pearl Equities. This filing will be implemented on a date to be announced by a Regulatory Circular.
July 12, 2022
SR-PEARL-2022-28
Withdrawn
This filing has been withdrawn on July 26, 2022 and replaced with SR-PEARL-2022-30.
July 12, 2022
SR-PEARL-2022-27
Effective / Approved
To Amend Exchange Rule 2613, Usage of Data Feeds. This filing will be implemented on a date to be announced by a Regulatory Circular.
July 07, 2022
SR-PEARL-2022-26
Effective / Approved
Amend MIAX Equities Fee Schedule to adopt new liquidity indicator codes.
July 05, 2022
SR-EMERALD-2022-23
Effective / Approved
Amend Rule 518, Complex Orders, and Rule 515, Execution of Orders and Quotes, to permit pricing of stock-option complex strategies in any decimal price the Exchange determines.
July 01, 2022
SR-MIAX-2022-25
Effective / Approved
Amend Exchange Rule 532, Order and Quote Price Protection Mechanism and Risk Controls, to extend price protections for certain complex strategies.
June 29, 2022
SR-MIAX-2022-24
Effective / Approved
Amend the MIAX Options Fee Schedule to 1) extend certain non-transaction fee waivers applicable to Market Makers; and 2) extend the SPIKES Options Market Maker Incentive Program.
June 29, 2022
SR-PEARL-2022-25
Effective / Approved
Amend Exchange Rule 3100, Registration Requirements, Exchange Rule 3103, Continuing Education Requirements, and Exchange Rule 3104, Electronic Filing Requirements for Uniform Forms, regarding Continuing Education Requirements.
June 28, 2022