MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2019-34
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, and Rule 530, Limit Up-Limit Down, to make permanent certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility
October 16, 2019
SR-EMERALD-2019-33
Withdrawn
This filing was withdrawn on October 1, 2019.
September 30, 2019
SR-EMERALD-2019-32
Effective / Approved
Amend Rule 519, MIAX Emerald Order Monitor, to clarify rule text.
August 30, 2019
SR-EMERALD-2019-31
Withdrawn
This filing was withdrawn and refiled as SR-EMERALD-2019-35.
August 23, 2019
SR-EMERALD-2019-30
Effective / Approved
Amend Rule 520, Limitations on Orders, to remove certain order entry restrictions on Electronic Exchange Members.
August 07, 2019
SR-EMERALD-2019-29
Withdrawn
Proposal to amend the Fee Schedule to adjust the Options Regulatory Fee.
August 01, 2019
SR-EMERALD-2019-28
Effective / Approved
Amend Rule 515, Execution of Orders and Quotes, to make minor non-substantive edits and clarifying changes to the rule.
July 22, 2019
SR-EMERALD-2019-27
Effective / Approved
Amend Rule 518, Complex Orders, to standardize allocation priority at the conclusion of a Complex Auction.
July 18, 2019