MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2021-20
Effective / Approved
Amend the Fee Schedule to adopt fees for the Open-Close Report.
May 28, 2021
SR-EMERALD-2021-19
Effective / Approved
Amend the Fee Schedule to adopt fees for a new data product known as the Liquidity Taker Event Report.
May 14, 2021
SR-EMERALD-2021-18
Effective / Approved
Amend Rule 531, Reports and Market Data Products, to adopt a new historical market data product to be known as the Open-Close Report.
May 10, 2021
SR-EMERALD-2021-17
Effective / Approved
Amend the Exchange’s Rulebook and Fee Schedule to reflect a rebranding of the Exchange’s affiliate, MIAX Pearl.
April 22, 2021
SR-EMERALD-2021-15
Effective / Approved
Amend Rule 1900, Registration Requirements, to extend the 120-day period that certain individuals can function as principals without having successfully passed an appropriate qualification examination through June 30, 2021.
April 21, 2021
SR-EMERALD-2021-14
Effective / Approved
Amend Exchange Rule 515, Execution of Orders and Quotes; Rule 516, Order Types Defined; Rule 517 Quote Types Defined; Rule 605, Market Maker Orders; and Rule 612 Aggregate Risk Manager to eliminate Fill-or-Kill (FOK) Orders and FOK eQuotes
April 19, 2021
SR-EMERALD-2021-11
Effective / Approved
Amend the Fee Schedule to establish port fees, modify certain connectivity fees, and increase the number of additional limited service ports.
March 24, 2021
SR-EMERALD-2021-10
Effective / Approved
Amend the Fee Schedule to adopt new Section 1) c) Excessive Quoting Fee.
March 12, 2021