MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2020-04
Effective / Approved
Amend the Fee Schedule to adjust certain Maker rebates and Taker fees for all market participants.
March 31, 2020
SR-EMERALD-2020-03
Effective / Approved
Amend the Fee Schedule to make minor, non-substantive corrective edits and clarifying changes.
January 15, 2020
SR-EMERALD-2020-02
Effective / Approved
Amend, reorganize and enhance the Exchange's membership, registration and qualification rules and consolidate the rules into new Chapter XIX, Registration, Qualification and Continuing Education.
January 10, 2020
SR-EMERALD-2019-39
Effective / Approved
Amend the Fee Schedule to adopt connectivity fees
December 20, 2019
SR-EMERALD-2019-38
Effective / Approved
Amend Rules 100, 503, 515, 516, 517, 518 and 521 to update internal cross-references.
December 19, 2019
SR-EMERALD-2019-37
Effective / Approved
Amend Rule 515, Execution of Orders and Quotes, to make minor non-substantive edits and clarifying changes to the rule text.
December 16, 2019
SR-EMERALD-2019-36
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program through June 30, 2020
November 13, 2019
SR-EMERALD-2019-35
Withdrawn
This filing was withdrawn on December 20, 2019 and replaced with SR-EMERALD-2019-39.
October 22, 2019