MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2024-26
Effective / Approved
Amend the Fee Schedule to amend the Technical Support Request Fee.
September 10, 2024
SR-EMERALD-2024-24
Effective / Approved
Amend the Exchange's Fee Schedule to establish fees for Industry Members related to certain historical costs of the National Market System Plan governing the Consolidated Audit Trail incurred prior to January 1, 2022.
August 23, 2024
SR-EMERALD-2024-25
Effective / Approved
Modify the methods to access the testing environment.
August 22, 2024
SR-EMERALD-2024-23
Effective / Approved
Amend the Exchange's Fee Schedule to establish fees for Industry Members related to reasonably budgeted costs of the National Market System Plan governing the Consolidated Audit Trail.
August 19, 2024
SR-EMERALD-2024-21
Withdrawn
This filing was withdrawn on August 19, 2024 and replaced with SR-EMERALD-2024-23.
August 16, 2024
SR-EMERALD-2024-22
Effective / Approved
Amend the Fee Schedule to modify the Excessive Quoting Fee to provide for an exemption in unusual marketplace conditions.
August 15, 2024
SR-EMERALD-2024-20
Withdrawn
This filing was withdrawn on August 15, 2024 and replaced with SR-EMERALD-2024-22.
August 05, 2024
SR-EMERALD-2024-19
Effective / Approved
Amend the Fee Schedule to add Sapphire to the routing fee table.
July 31, 2024