MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2019-12
Effective / Approved
Amend Rule 515A, MIAX Emerald Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
March 06, 2019
SR-EMERALD-2019-11
Withdrawn
This filing was withdrawn and refiled as SR-EMERALD-2019-20.
March 01, 2019
SR-EMERALD-2019-10
Withdrawn
This filing was withdrawn and refiled as SR-EMERALD-2019-15.
March 01, 2019
SR-EMERALD-2019-09
Effective / Approved
Adopt Market Data Products (MIAX Emerald Top of Market ("ToM"); MIAX Emerald Complex Top of Market ("cToM"); MIAX Emerald Administrative Information Subscriber ("AIS"); and MIAX Emerald Order Feed ("MOR")).
February 28, 2019
SR-EMERALD-2019-01
Effective / Approved
Adopt the Options Regulatory Fee ("ORF").
February 27, 2019
SR-EMERALD-2019-08
Effective / Approved
Amend Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes.
February 22, 2019
SR-EMERALD-2019-07
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons
February 22, 2019
SR-EMERALD-2019-06
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot until June 30, 2019
February 19, 2019