MIAX Emerald Options Disciplinary Actions
MIAX Emerald DA-2022074101006
Notice of Letter of Consent No. 2022074101006 Morgan Stanley & Co., LLC
November 05, 2024
MIAX Emerald DA-2020067485612
Notice of Letter of Consent No. 2020067485612 BofA Securities, Inc.
June 27, 2024
MIAX Emerald DA-2021069249707
Notice of Letter of Consent No. 2021069249707 Susquehanna Securities, LLC
April 20, 2023
MIAX Emerald DA 20190610611
Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC
June 23, 2022
MIAX Emerald DA 20180601179
Notice of Letter of Consent 20180601179 Dash Financial Technologies, LLC
June 23, 2022
MIAX Emerald DA 20190629791
Notice of Letter of Consent No. 2019062979109 Susquehanna Securities, LLC
February 03, 2021