MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2019-18
Effective / Approved
Amend Rule 100, Definitions, to make a minor non-substantive edit.
April 17, 2019
SR-EMERALD-2019-17
Effective / Approved
Amend Rule 530, Limit Up-Limit Down, and Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to extend the pilot to the close of business on October 18, 2019, for certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility
April 05, 2019
SR-EMERALD-2019-16
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments
March 22, 2019
SR-EMERALD-2019-15
Effective / Approved
Adopt the Fee Schedule.
March 15, 2019
SR-EMERALD-2019-04
Effective / Approved
Amend Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
March 11, 2019
SR-EMERALD-2019-14
Effective / Approved
Amend Rule 518, Complex Orders, to adopt a Complex Liquidity Exposure Process ("cLEP")
March 06, 2019
SR-EMERALD-2019-13
Effective / Approved
Amend Rule 518, Complex Orders, to adopt rules pertaining to stock-option orders
March 06, 2019
SR-EMERALD-2019-12
Effective / Approved
Amend Rule 515A, MIAX Emerald Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
March 06, 2019