MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2020-21
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
SR-EMERALD-2020-20
Effective / Approved
Amend the Fee Schedule to adopt a Historical Market Data fee.
December 10, 2020
SR-EMERALD-2020-19
Effective / Approved
Amend the Fee Schedule to amend the exchange groupings of options exchanges within the routing fee table.
November 30, 2020
SR-EMERALD-2020-18
Withdrawn
This filing was withdrawn and replaced with SR-EMERALD-2021-03 on January 22, 2021.
November 25, 2020
SR-EMERALD-2020-17
Withdrawn
This filing was withdrawn and replaced with SR-EMERALD-2021-02 on January 22, 2021.
November 25, 2020
SR-EMERALD-2020-16
Withdrawn
This filing was withdrawn and replaced with SR-EMERALD-2021-04 on January 22, 2021.
November 25, 2020
SR-EMERALD-2020-15
Withdrawn
This filing was withdrawn and replaced with SR-EMERALD-2021-01 on January 21, 2021.
November 25, 2020
SR-EMERALD-2020-14
Effective / Approved
A proposal to amend the Exchange's Certificate of Formation, LLC Agreement, and the By-Laws to make nonsubstantive, administrative and clarifying changes.
October 28, 2020