MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2022-07
Effective / Approved
Amend the Fee Schedule to modify the application of the Complex surcharge and increase the Complex surcharge.
February 09, 2022
SR-EMERALD-2022-06
Withdrawn
Amend the Fee Schedule to establish fees for the CToM data feed.
February 07, 2022
SR-EMERALD-2022-05
Withdrawn
Amend the Fee Schedule to amend certain port fees.
February 01, 2022
SR-EMERALD-2022-04
Withdrawn
Amend the Fee Schedule to amend certain connectivity fees.
February 01, 2022
SR-EMERALD-2022-03
Withdrawn
This filing has been withdrawn on February 9, 2022 and replaced with SR-EMERALD-2022-07.
January 31, 2022
SR EMERALD 2022 03
Effective / Approved
Proposal to amend the Fee Schedule to modify the application of the Complex surcharge and increase the Complex surcharge.
January 31, 2022
SR-EMERALD-2022-02
Effective / Approved
Amend Rule 531, Reports and Market Data Products, to adopt the Complex Liquidity Taker Report. This rule change will become operative on February 28, 2022.
January 27, 2022
SR-EMERALD-2022-01
Effective / Approved
Amend Rule 521, Nullification and Adjustments of Options Transactions Including Obvious Errors, to improve the operation of the Rule.
January 07, 2022