MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2021-39
Effective / Approved
Amend the Fee Schedule to revise the application of the Tier Calculation.
October 29, 2021
SR-EMERALD-2021-35
Withdrawn
This filing was withdrawn on November 8, 2021 and replaced with SR-EMERALD-2021-41.
October 27, 2021
SR-EMERALD-2021-37
Effective / Approved
Amend Rule 501, Days and Hours of Business, to make Juneteenth a holiday of the Exchange.
October 22, 2021
SR-EMERALD-2021-36
Effective / Approved
Amend the Fee Schedule to make non-substantive changes to clarify how the monthly Trading Permit and MEI Port fees will be calculated and applied each month for Market Makers.
October 22, 2021
SR-EMERALD-2021-34
Withdrawn
This filing was withdrawn on December 10, 2021 and replaced with SR-EMERALD-2021-44.
October 14, 2021
SR-EMERALD-2021-33
Withdrawn
This filing was withdrawn on November 1, 2021.
October 07, 2021
SR-EMERALD-2021-32
Withdrawn
This filing has been withdrawn on October 14, 2021 and replaced with SR-EMERALD-2021-34.
September 30, 2021
SR-EMERALD-2021-31
Withdrawn
This filing was withdrawn on December 1, 2021 and replaced with SR-EMERALD-2021-43.
September 28, 2021