All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2019-32
Effective / Approved
Amend Rule 519, MIAX Emerald Order Monitor, to clarify rule text.
August 30, 2019
SR-PEARL-2019-25
Withdrawn
This filing was withdrawn and refiled as SR-PEARL-2019-33.
August 23, 2019
SR-MIAX-2019-38
Withdrawn
This filing was withdrawn and refiled as SR-MIAX-2019-46.
August 23, 2019
SR-EMERALD-2019-31
Withdrawn
This filing was withdrawn and refiled as SR-EMERALD-2019-35.
August 23, 2019
SR-PEARL-2019-24
Effective / Approved
Amend Rules 503, Openings on the Exchange, and 515, Execution of Orders, to make minor, non-substantive edits and clarifying changes to the rule text
August 19, 2019
SR-MIAX-2019-36
Effective / Approved
Amend Rule 518,Complex Orders, to state that orders and quotes executed in a Complex Auction will be allocated first in price priority based on their original limit price (or protected price, as described in Interpretation and Policy .05, if price protection is engaged).
August 12, 2019
SR-MIAX-2019-37
Effective / Approved
Amend Rule 518, Complex Orders, to adopt new Interpretation and Policy .07, SPIKES Combo Orders, to further facilitate delta neutral transactions for investors that use complex orders to trade SPIKES options
August 09, 2019
SR-EMERALD-2019-30
Effective / Approved
Amend Rule 520, Limitations on Orders, to remove certain order entry restrictions on Electronic Exchange Members.
August 07, 2019