All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2020-12
Withdrawn
This filing has been withdrawn on October 23, 2020 and replaced with SR-PEARL-2020-21.
August 25, 2020
SR-MIAX-2020-29
Withdrawn
This filing was withdrawn on October 23, 2020 and replaced with SR-MIAX-2020-34.
August 25, 2020
SR-MIAX-2020-28
Effective / Approved
Amend the Fee Schedule to extend the cap waiver of 1,000 contracts per leg for cPRIME Agency Order Rebates for all tiers under the Priority Customer Rebate Program ("PCRP") until December 31, 2020.
August 25, 2020
SR-PEARL-2020-11
Effective / Approved
Amend Rule 2613, Usage of Data Feeds.
August 24, 2020
SR-PEARL-2020-10
Effective / Approved
Proposal to implement an Equity Rights Program for the MIAX PEARL Equities Exchange.
August 20, 2020
SR-MIAX-2020-26
Effective / Approved
Amend the Fee Schedule to extend the cap waiver of 1,000 contracts per leg for cPRIME Agency Order Rebates for all tiers under the Priority Customer Rebate Program ("PCRP") until August 31, 2020 and to update the list of Select Symbols under the PCRP.
July 31, 2020
SR-MIAX-2020-27
Effective / Approved
Amend Chapter XVII, Audit Trail Compliance Rule, to amend the definition of Firm Designated IDs in Rule 1701(r) consistent with a recent Commission approved amendment to the CAT NMS Plan.
July 29, 2020
Rule Certification Submission Pursuant to Regulation 40.6(a); Updates to MGEX Rules
July 14, 2020