All Options Exchanges Rule Filings

As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Pearl
SR-PEARL-2020-20

Effective / Approved

Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts, to extend the Pilot related to the Market-wide Circuit Breaker  until October 18, 2021.

October 06, 2020

MIAX Pearl
SR-PEARL-2020-19

Withdrawn

This filing was withdrawn on December 3, 2020 and replaced with SR-PEARL-2020-33.

October 05, 2020

MIAX Emerald
SR-EMERALD-2020-12

Withdrawn

This filing was withdrawn on November 25, 2020 and replaced with SR-EMERALD-2020-17.

October 01, 2020

MIAX Emerald
SR-EMERALD-2020-11

Withdrawn

This filing was withdrawn on November 25, 2020 and replaced with SR-EMERALD-2020-18.

October 01, 2020

MIAX Emerald
SR-EMERALD-2020-10

Withdrawn

This filing was withdrawn on October 14, 2020 and replaced with SR-EMERALD-2020-13.

October 01, 2020

MIAX Emerald
SR-EMERALD-2020-09

Withdrawn

This filing was withdrawn on November 25, 2020 and replaced with SR-EMERALD-2020-15.

October 01, 2020

MIAX Options
SR-MIAX-2020-32

Effective / Approved

Amend the Fee Schedule to extend the waiver period for certain non-transaction fees applicable to Market Makers that trade only in proprietary products until December 31, 2020.

September 30, 2020

MIAX Pearl
SR-PEARL-2020-18

Withdrawn

This filing was withdrawn on October 5, 2020 and replaced with SR-PEARL-2020-19.

September 24, 2020