All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2020-17
Effective / Approved
Adopt the MIAX PEARL Equities Fee Schedule.
September 24, 2020
SR-MIAX-2020-31
Effective / Approved
Amend Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, to adopt a new ISO PRIME order type.
September 17, 2020
SR-PEARL-2020-16
Effective / Approved
Amend Exchange Rule 2618, Risk Settings and Trading Risk Monitors, to allow Clearing Members to adjust Equity Member Risk Settings.
September 14, 2020
SR-PEARL-2020-15
Effective / Approved
Amend Exchange Rule 1014, Imposition of Fines for Minor Rule Violations, to add certain rules applicable to the trading of Equity Securities.
September 08, 2020
SR-EMERALD-2020-07
Effective / Approved
Amend the Fee Schedule to lower the Simple Maker rebates in Tier 4 for options transactions in Penny classes and non-Penny classes for executed Priority Customers orders when the contra is an Affiliated Market Maker.
September 08, 2020
SR-MIAX-2020-30
Effective / Approved
Adopt Rule 1326, Transfer of Positions, to provide a process by which Members may transfer option positions in limited circumstances.
September 04, 2020
SR-PEARL-2020-14
Effective / Approved
Update Chapter III relating to the designation of MIAX PEARL Equities Exchange Members for Mandatory Disaster Recovery pursuant to Regulation SCI for the calendar year 2020.
August 26, 2020
SR-PEARL-2020-13
Withdrawn
This filing was withdrawn on September 8, 2020 and replaced with SR-PEARL-2020-15.
August 26, 2020