All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Rules
July 14, 2020
SR-MIAX-2020-24
Effective / Approved
Extend the filing requirements for certain supervision-related reports currently due April 1, 2020 pursuant to Rule 1308, Supervision of Accounts, currently given an extension through June 30, 2020 to July 31, 2020.
July 02, 2020
SR-PEARL-2020-09
Withdrawn
This filing was withdrawn on August 25, 2020 and replaced with SR-PEARL-2020-12.
June 30, 2020
SR-PEARL-2020-08
Effective / Approved
Amend the Fee Schedule to make non-substantive, clerical changes in order to conform to the adoption of the new Penny Interval Program
June 30, 2020
SR-MIAX-2020-23
Withdrawn
This filing was withdrawn on August 25, 2020 and replaced with SR-MIAX-2020-29.
June 30, 2020
SR-MIAX-2020-22
Effective / Approved
Amend the Fee Schedule to extend the waiver of certain non-transaction fees for Market Makers in Proprietary Products until September 30, 2020.
June 30, 2020
SR-MIAX-2020-21
Effective / Approved
Amend the Fee Schedule to make non-substantive, clerical changes in order to conform to the adoption of the new Penny Interval Program.
June 30, 2020
SR-EMERALD-2020-06
Effective / Approved
Amend the Fee Schedule to make non-substantive, clerical changes in order to conform to the adoption of the new Penny Interval Program.
June 30, 2020