All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2020-09
Effective / Approved
Amend the Fee Schedule to update the list of MIAX Select Symbols.
April 29, 2020
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Rules
April 24, 2020
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Rules
April 24, 2020
SR-MIAX-2020-08
Effective / Approved
Amend Rule 1801, Definitions, and Rule 1809, Terms of Index Options Contracts, to list and trade options that overlie five Advanced Fundamentals LLC Commercial Real Estate Indexes (the "AF CRE Indexes").
April 17, 2020
SR-MIAX-2020-07
Effective / Approved
Extend the implementation date of an amendment to Rule 518, Complex Orders, to Permit Legging Through the Simple Market (SR-MIAX-2019-45), to the 4th Quarter of 2020.
April 14, 2020
SR-PEARL-2020-05
Effective / Approved
Amend the Fee Schedule to adjust certain Taker fees in certain Tiers for Priority Customers, Market Makers and Professional Members.
March 31, 2020
SR-EMERALD-2020-04
Effective / Approved
Amend the Fee Schedule to adjust certain Maker rebates and Taker fees for all market participants.
March 31, 2020
SR-MIAX-2020-06
Effective / Approved
Extend the filing requirements for certain written reports, currently due April 1, 2020 pursuant to Exchange Rule 1308, Supervision of Accounts, to June 1, 2020.
March 30, 2020