All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-41
Effective / Approved
Amend Rule 2621, Clearly Erroneous Executions.
September 19, 2022
CFTC Regulation 40.6(a); Delisting of BRIXX Products
September 15, 2022
SR-PEARL-2022-40
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to (1) modify the Maker rebates in all Tiers for transactions in Penny Classes for MIAX Pearl Market Makers, Non-Priority Customers, Firms, Broker-Dealers and Non-MIAX Pearl Market Makers; and (2) provide for additional, separate Maker rebates for Market Makers and EEMs for certain transactions in Non-Penny Classes.
September 14, 2022
SR-MIAX-2022-30
Effective / Approved
Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments Interpretation and Policy .03, to change the minimum increment for all series of SPIKES options.
September 13, 2022
SR-EMERALD-2022-29
Effective / Approved
Amend the Fee Schedule to amend the Market Makers Simple Maker rebate when trading contra to Priority Customers in Penny classes will be reduced by $0.02 per contract in all tiers.
September 13, 2022
SR-PEARL-2022-39
Withdrawn
This filing has been withdrawn on November 7, 2022 and replaced with SR-PEARL-2022-49.
September 12, 2022
SR-EMERALD-2022-28
Effective / Approved
Amend Exchange Rule 519, MIAX Emerald Order Monitor, to allow Members to determine the Threshold Setting.
September 12, 2022
SR-EMERALD-2022-27
Withdrawn
This filing was withdrawn on September 12, 2022 and replaced with SR-EMERALD-2022-28.
September 09, 2022