All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2022-03
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors to improve the operation of the Rule.
January 06, 2022
SR-PEARL-2022-01
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to adopt pricing tiers.
January 03, 2022
SR-MIAX-2022-02
Withdrawn
This filing was withdrawn on January 13, 2022 and replaced with SR-MIAX-2022-05.
January 03, 2022
SR-EMERALD-2021-45
Effective / Approved
Amend the Fee Schedule to decrease certain Simple Maker rebates for the Market Maker Origin and make several non-substantive formatting changes.
December 30, 2021
SR-PEARL-2021-60
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to reflect adjustments to the FINRA Registration Fees.
December 29, 2021
SR-MIAX-2021-64
Effective / Approved
Amend the Fee Schedule to reflect adjustments to the FINRA Registration Fees.
December 29, 2021
SR-EMERALD-2021-46
Effective / Approved
Amend the Fee Schedule to reflect adjustments to the FINRA Registration Fees.
December 29, 2021
SR-MIAX-2021-63
Effective / Approved
Amend the Fee Schedule to(1) extend the waiver period for certain non-transaction fees (membership app, trading permits, API testing, MEI port fees) applicable to MMs that trade solely in Prop Products until June 30, 2022; and (2) extend the SPIKES Options MM Incentive Program until March 31, 2022.
December 23, 2021