All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-43
Effective / Approved
Amend Rule 2614, Orders and Order Instructions, and Rule 2618, Risk Settings and Trading Risk Metrics to Enhance its Existing Risk Controls. This filing will be implemented on a date to be announced by the Exchange through a Regulatory Circular.
October 19, 2022
SR-MIAX-2022-38
Effective / Approved
Amend the Fee Schedule to increase the enhanced PRIME Break-up credit from $0.69 to $0.73.
October 19, 2022
SR-MIAX-2022-37
Effective / Approved
Amend Rule 519C, Mass Cancellation of Trading Interest.
October 19, 2022
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Bylaws
October 13, 2022
SR-MIAX-2022-36
Withdrawn
This filing has been withdrawn on October 19, 2022 and replaced with SR-MIAX-2022-38.
October 12, 2022
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Rules
October 05, 2022
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Rules
October 05, 2022
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Bylaws and Rules
October 05, 2022