All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2021-55
Effective / Approved
Amend the MIAX Pearl Options and Equities Fee Schedules to establish a policy relating to billing errors.
November 05, 2021
SR-EMERALD-2021-40
Effective / Approved
Amend the Fee Schedule to establish a policy relating to billing errors.
November 05, 2021
SR-PEARL-2021-54
Withdrawn
This filing has been withdrawn on December 21, 2021 and replaced with SR-PEARL-2021-59.
October 29, 2021
SR-PEARL-2021-53
Withdrawn
This filing was withdrawn on December 21, 2021 and replaced with SR-PEARL-2021-58.
October 29, 2021
SR-MIAX-2021-56
Effective / Approved
Amend the Fee Schedule to amend the criteria for Members to receive the additional PRIME Agency Order credit for Priority Customer PRIME Agency Orders under the PCRP, and make a minor non-substantive edit.
October 29, 2021
SR-EMERALD-2021-39
Effective / Approved
Amend the Fee Schedule to revise the application of the Tier Calculation.
October 29, 2021
SR-PEARL-2021-51
Withdrawn
This filing was withdrawn on November 8, 2021 and replaced with SR-PEARL-2021-56.
October 27, 2021
SR-MIAX-2021-53
Withdrawn
This filing was withdrawn on November 8, 2021 and replaced with SR-MIAX-2021-57.
October 27, 2021