All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2023-12
Effective / Approved
Amend the Fee Schedule to (1) modify the volume thresholds for the volume criteria in all tiers set forth in the Market Maker Sliding Scale, and (2) modify the volume thresholds for the volume criteria for tiers 2-4 for Priority Customer orders in the PCRP.
March 09, 2023
SR-MIAX-2023-11
Effective / Approved
Amend the MIAX Fee Schedule to make minor, non-substantive clarifying changes.
March 03, 2023
SR-PEARL-2023-12
Withdrawn
This filing has been withdrawn on March 9, 2023 and replaced with SR-Pearl-2023-13.
March 01, 2023
SR-PEARL-2023-11
Effective / Approved
Amend Rule 2622, Limit-Up-Limit Down Plan and Trading Halts.
February 28, 2023
SR-PEARL-2023-10
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to reduce the Adding Liquidity Non-Displayed Order rebate, increase the Removing Liquidity fee, make conforming reductions to certain associated rebates and increases in certain associated fees in the Liquidity Indicator Codes and Associated Fees Table, and amend the Remove Volume Tiers.
February 28, 2023
SR-PEARL-2023-08
Withdrawn
This filing has been withdrawn on March 1, 2023 and replaced with SR-PEARL-2023-12.
February 28, 2023
SR-MIAX-2023-10
Withdrawn
This filing has been withdrawn on March 9, 2023 and replaced with SR-MIAX-2023-12.
February 28, 2023
SR-PEARL-2023-07
Effective / Approved
Amend the MIAX Pearl Options Fee schedule to adopt fees for a new data product know as the Liquidity Taker Event Report-Resting Simple Orders.
February 24, 2023