All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Bylaws
October 05, 2022
SR-MIAX-2022-35
Effective / Approved
Amend the Fee Schedule to (i) amend the Other Market Participant Transaction Fees table and (ii) modify the Priority Customer Rebate Program.
October 04, 2022
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Bylaws and Rules
October 04, 2022
SR-MIAX-2022-34
Withdrawn
This filing was withdrawn on October 12, 2022 and replaced with SR-MIAX-2022-36.
September 30, 2022
SR-MIAX-2022-32
Effective / Approved
Amend the Fee Schedule to 1) extend the waiver period for certain non-transaction fees applicable to Market Makers that trade solely in Proprietary Products until December 31, 2022; and 2) extend the SPIKES Options Market Maker Incentive Program until December 31, 2022.
September 30, 2022
SR-PEARL-2022-42
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the Add/Remove Tiered Rebates/Fees set forth in Section 1)a) of the Fee Schedule.
September 29, 2022
SR-MIAX-2022-33
Withdrawn
This filing was withdrawn on October 4, 2022 and replaced with SR-MIAX-2022-35.
September 28, 2022
SR-MIAX-2022-31
Withdrawn
This filing was withdrawn on September 28, 2022 and replaced with SR-MIAX-2022-33.
September 20, 2022