All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-53
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to Reduce the Fee for MidPoint Peg Orders that Remove Liquidity at the PBBO and to Adopt New Liquidity Indicator Code Rp.
November 30, 2022
SR-PEARL-2022-52
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to amend the Short Term Option Series Program.
November 17, 2022
SR-MIAX-2022-41
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to amend the Short Term Option Series Program.
November 16, 2022
SR-PEARL-2022-51
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the amount and calculation of the Monthly Trading Permit fees for Market Makers.
November 15, 2022
SR-EMERALD-2022-32
Effective / Approved
Amend Exchange Rule 515, Execution of Orders and Quotes, to make a minor non-substantive edit.
November 10, 2022
SR-EMERALD-2022-31
Effective / Approved
Amend Exchange Rule 518, Complex Orders, to adopt Do-Not-Leg complex order instruction.
November 10, 2022
SR-EMERALD-2022-30
Effective / Approved
Adopt Exchange Rule 532, Order and Quote Protection Mechanisms and Risk Controls.
November 10, 2022
SR-PEARL-2022-50
Effective / Approved
Amend Rule 2617, Order Execution and Routing, to amend the PAC routing option.
November 07, 2022