All Options Exchanges Rule Filings

As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Emerald
SR-EMERALD-2022-35

Effective / Approved

Amend Exchange Rule 519C, Mass Cancellation of Trading Interest, to allow GTC orders to be cancelled upon disconnect.

December 08, 2022

MIAX Pearl
SR-PEARL-2022-56

Withdrawn

This filing has been withdrawn on December 8, 2022 and replaced with SR-PEARL-2022-58

December 07, 2022

MIAX Options
SR-MIAX-2022-43

Withdrawn

This filing has bee withdrawn on December 8, 2022 and replaced with SR-MIAX-2022-45

December 07, 2022

MIAX Emerald
SR-EMERALD-2022-34

Withdrawn

This filing has been withdrawn on December 8, 2022 and replaced with SR-EMERALD-2022-36.

December 07, 2022

MIAX Pearl
SR-PEARL-2022-55

Withdrawn

This filing has been withdrawn on December 7, 2022 and replaced with SR-PEARL-2022-56.

December 01, 2022

MIAX Options
SR-MIAX-2022-42

Withdrawn

This filing has been withdrawn on December 7, 2022 and replaced with SR-MIAX-2022-43.

December 01, 2022

MIAX Emerald
SR-EMERALD-2022-33

Withdrawn

This filing has been withdrawn on December 7, 2022 and replaced with SR-EMERALD-2022-34.

December 01, 2022

MIAX Pearl
SR-PEARL-2022-54

Effective / Approved

Amend the MIAX Pearl Options Fee Schedule to lower Taker fees in certain Tiers for transactions in Penny Classes for the Priority Customer origin.

November 30, 2022