All Options Exchanges Rule Filings

As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Pearl
SR-PEARL-2023-21

Effective / Approved

Amend Rule 2622, Limit-Up-Limit_Down Plan and Trading Halts,to clarify how the Exchange handles orders during an operational halt and to be consistent with current Exchange Rule 2615(e), Opening Process for Equity Securities.

May 03, 2023

MIAX Pearl
SR-PEARL-2023-20

Withdrawn

This filing has been withdrawn on May 9, 2023 and replaced with SR-Pearl-2023-22.

April 28, 2023

Minneapolis Grain Exchange (MGEX™)
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendment to MGEX Rules

April 25, 2023

MIAX Options
SR-MIAX-2023-19

Withdrawn

This filing was withdrawn on October 12, 2023.

April 21, 2023

MIAX Pearl
SR-PEARL-2023-19

Withdrawn

This filing was withdrawn on June 16, 2023 and replaced with SR-PEARL-2023-27.

April 20, 2023

MIAX Pearl
SR-PEARL-2023-18

Withdrawn

This filing was withdrawn on June 16, 2023 and replaced with SR-PEARL-2023-28.

April 20, 2023

MIAX Options
SR-MIAX-2023-18

Withdrawn

This filing was withdrawn on June 16, 2023 and replaced with SR-MIAX-2023-25.

April 20, 2023

MIAX Emerald
SR-EMERALD-2023-12

Withdrawn

This filing was withdrawn on June 16, 2023 and replaced with SR-EMERALD-2023-14.

April 20, 2023