All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2023-08
Withdrawn
This filing was withdrawn on April 13, 2023 and replaced with SR-EMERALD-2023-11.
March 31, 2023
SR-PEARL-2023-15
Effective / Approved
Amend Rule 2617, Order Execution and Routing, related to Routing Orders pursuant to the PAC routing option when trading equity securities on the Exchange's equity trading platform.
March 28, 2023
SR-PEARL-2023-14
Withdrawn
This filing was withdrawn on April 3, 2023 and replaced with SR-PEARL-2023-17.
March 23, 2023
SR-MIAX-2023-14
Withdrawn
This filing was withdrawn on April 3, 2023 and replaced with SR-MIAX-2023-15.
March 23, 2023
SR-EMERALD-2023-07
Withdrawn
This filing was withdrawn on April 3, 2023 and replaced with SR-EMERALD-2023-09.
March 23, 2023
SR-MIAX-2023-13
Effective / Approved
Amend the MIAX Options Fee Schedule to extend the SPIKES Options Market Maker Incentive Program until June 30, 2023.
March 22, 2023
SR-PEARL-2023-13
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend Section 1a) to adopt new alternative volume criteria for Market Maker origins in Tier 2.
March 09, 2023
SR-MIAX-2023-12
Effective / Approved
Amend the Fee Schedule to (1) modify the volume thresholds for the volume criteria in all tiers set forth in the Market Maker Sliding Scale, and (2) modify the volume thresholds for the volume criteria for tiers 2-4 for Priority Customer orders in the PCRP.
March 09, 2023